SEC Form 4 · accession 0001209191-17-008321
TENNECO INC · TEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peng Guo
Officer — Senior Vice President
Period of report
Feb 3, 2017
Accepted (ET)
Feb 7, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2017 | J | 3,220 | $0.00 | A | 91,893 | D | |
| Common Stock | Feb 3, 2017 | F | 1,051 | $68.56 | D | 90,842 | D | |
| Common StockF3 | Feb 3, 2017 | J | 3,220 | $0.00 | D | 34,314 | D | |
| Common Stock | Feb 4, 2017 | J | 1,631 | $0.00 | A | 92,473 | D | |
| Common Stock | Feb 4, 2017 | F | 516 | $68.56 | D | 91,957 | D | |
| Common StockF3 | Feb 4, 2017 | J | 1,631 | $0.00 | D | 32,683 | D | |
| Common StockF4 | holding | — | — | — | 25,424 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock.
- F2Reflects disposition of shares to the Issuer in the form of share withholding to satisfy tax obligations in connection with the vesting of restricted stock.
- F3Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.
- F4Reflects shares allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan.