SEC Form 4 · accession 0001209191-17-004136
TENNECO INC · TEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peng Guo
Officer — Senior Vice President
Period of report
Jan 14, 2017
Accepted (ET)
Jan 18, 2017 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2017 | J | 647 | $0.00 | A | 88,912 | D | |
| Common Stock | Jan 15, 2017 | F | 239 | $66.10 | D | 88,673 | D | |
| Common StockF3 | Jan 15, 2017 | J | 647 | $0.00 | D | 30,709 | D | |
| Common StockF4 | holding | — | — | — | 25,344 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock.
- F2Reflects disposition of shares to the Issuer in the form of share withholding to satisfy tax obligations in connection with the vesting of restricted stock.
- F3Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.
- F4Reflects stock allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan.