SEC Form 4 · accession 0001209191-16-096512
TENNECO INC · TEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D. Harrington
Officer — Senior Vice President
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 4, 2016 | J | 196 | $0.00 | A | 10,813 | D | |
| Common StockF3 | Feb 4, 2016 | J | 196 | $0.00 | D | 15,682 | D | |
| Common StockF2,F4 | holding | — | — | — | 5,453 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects vesting of restricted stock, which is now being reported as non-restricted stock.
- F2Since the date of the Reporting Person's last ownership report, the Reporting Person transferred pursuant to a domestic relations order (i) 13,181 shares of non-restricted stock, (ii) 5,452 shares allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan, (iii) exercisable options to purchase 22,198 shares, and (iv) an option to purchase 1,153 shares which is not yet exercisable. The Reporting Person no longer reports beneficial ownership of these transferred securities.
- F3Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.
- F4Reflects shares allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan.