SEC Form 4 · accession 0001209191-16-092690
TENNECO INC · TEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D. Harrington
Officer — Senior Vice President
Period of report
Jan 15, 2016
Accepted (ET)
Jan 20, 2016 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2016 | J | 1,349 | $0.00 | A | 22,872 | D | |
| Common Stock | Jan 15, 2016 | F | 492 | $37.38 | D | 22,380 | D | |
| Common StockF3 | Jan 15, 2016 | J | 1,349 | $0.00 | D | 12,303 | D | |
| Common Stock | Jan 16, 2016 | J | 2,143 | $0.00 | A | 24,523 | D | |
| Common Stock | Jan 16, 2016 | F | 725 | $37.38 | D | 23,798 | D | |
| Common StockF3 | Jan 16, 2016 | J | 2,143 | $0.00 | D | 10,160 | D | |
| Common StockF4 | holding | — | — | — | 10,905 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects vesting of restricted stock granted to the Reporting Person pursuant to Rule 16b-3, which is now being reported as non-restricted stock.
- F2Reflects disposition of shares to the Issuer in the form of share withholding to satisfy tax obligations in connection with the vesting of restricted stock.
- F3Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.
- F4Reflects shares allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan.