SEC Form 4 · accession 0001209191-15-038071
TENNECO INC · TEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Kunz
Officer — Vice President and Controller
Period of report
Apr 29, 2015
Accepted (ET)
May 1, 2015 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2015 | M | 4,000 | $1.99 | A | 30,237 | D | |
| Common Stock | Apr 29, 2015 | S | 4,000 | $60.00 | D | 26,237 | D | |
| Common StockF2 | holding | — | — | — | 5,848 | D | ||
| Common Stock | holding | — | — | — | 120 | I | By Daughter | |
| Common Stock | holding | — | — | — | 215 | I | By Son | |
| Common Stock | holding | — | — | — | 155 | I | By Son | |
| Common StockF3 | holding | — | — | — | 3,083 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Acquire)F5,F4 | $1.99 | Apr 29, 2015 | M | 4,000 | D | — | Jan 21, 2016 | Common Stock | 4,000 | 4,480 | D |
Explanation of responses
- F1Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3. The transaction was effected pursuant to a plan adopted under Rule 10b5-1.
- F2Reflects restricted stock granted to the Reporting Person pursuant to Rule 16b-3.
- F3Reflects stock allocated to, and indirectly held by, the Reporting Person under the Issuer's 401(k) Plan.
- F4The stock options exercised by the Reporting Person vested in three equal installments on January 22, 2010, January 22, 2011 and January 22, 2012.
- F5Reflects stock options granted pursuant to Rule 16b-3.