SEC Form 4 · accession 0001209191-17-056275
WEST CORP · WSTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas B Barker
Officer — Chairman and CEO · Director
Period of report
Sep 28, 2017
Accepted (ET)
Oct 6, 2017 · 2:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 28, 2017 | G | 47,456 | $0.00 | D | 1,265,574 | D | |
| Common Stock | Sep 28, 2017 | J | 47,456 | $0.00 | A | 47,456 | I | By Barker Family Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares gifted by reporting person to not-for-profit family foundation. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.