SEC Form 4/A · accession 0001209191-17-006184
WEST CORP · WSTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph Scott Etzler
Officer — President Unified Comm Svcs
Period of report
Jul 30, 2016
Accepted (ET)
Jan 30, 2017 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 30, 2016 | F | 647 | $22.11 | D | 122,913 | D | |
| Common StockF3,F2 | Aug 2, 2016 | S | 15,000 | $24.00 | D | 107,913 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects 647 shares withheld by the Issuer at the market price of $22.11 per share for the required withholding taxes associated with the vesting of shares of the Issuer's Common Stock pursuant to the Issuer's Amended and Restated 2013 Long-Term Incentive Plan.
- F2Amount of shares beneficially owned following reported transactions overstated the number of shares owned by 84,086 shares due to clerical error. The number of shares were also overstated by the same amount on four Form 4's filed by the reporting person after the original Form 4 was filed.
- F3These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.