SEC Form 4 · accession 0001209191-17-000326
WEST CORP · WSTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P. Shields
Officer — Chief Accounting Officer
Period of report
Dec 30, 2016
Accepted (ET)
Jan 3, 2017 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 30, 2016 | A | 20 | $21.05 | A | 13,447 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the West Corporation Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of October 1, 2016 through December 30, 2016. This transaction is also exempt under Rule 16b-3(c).
- F2In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on December 30, 2016.