SEC Form 4 · accession 0001209191-15-065133
WEST CORP · WSTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert P. Shields
Officer — Chief Accounting Officer
Period of report
Aug 10, 2015
Accepted (ET)
Aug 11, 2015 · 1:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2015 | M | 836 | $13.12 | A | 9,273 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Rt to Buy)F1 | $13.12 | Aug 10, 2015 | M | 836 | D | — | Dec 1, 2016 | Common Stock | 836 | 7,499 | D |
Explanation of responses
- F1The stock options were granted pursuant to the West Corporation 2006 Executive Incentive Plan on December 1, 2006. The option became exercisable 20% per year over a 5-year period ended December 1, 2011.