SEC Form 4 · accession 0001140361-15-036026
WEST CORP · WSTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary L West
10% Owner
Period of report
Sep 24, 2015
Accepted (ET)
Sep 28, 2015 · 7:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 24, 2015 | P | 1,856 | $22.50 | A | 1,878,142 | I | By Gary West CRT2 LLC |
| Common Stock | Sep 24, 2015 | P | 1,857 | $22.50 | A | 1,502,754 | I | By Gary West CRT3 LLC |
| Common Stock | Sep 25, 2015 | P | 471 | $22.50 | A | 1,878,613 | I | By Gary West CRT2 LLC |
| Common Stock | Sep 25, 2015 | P | 471 | $22.50 | A | 1,503,225 | I | By Gary West CRT3 LLC |
| Common StockF1 | holding | — | — | — | 95,065 | I | By West Investment Holdings, LLC | |
| Common Stock | holding | — | — | — | 2,347,834 | I | By Gary West CRT1 LLC | |
| Common Stock | holding | — | — | — | 1,124,856 | I | By Gary West CRT4 LLC | |
| Common Stock | holding | — | — | — | 806,577 | I | By Gary West CRT5 LLC | |
| Common StockF2 | holding | — | — | — | 93,750 | I | By Gary and Mary West Health Institute | |
| Common StockF3 | holding | — | — | — | 7,661,106 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing person is a joint indirect owner, with Mary E. West, of West Investment Holdings, LLC. The filing person disclaims any beneficial ownership of any shares held by the West Investment Holdings, LLC except to the extent of his pecuniary interest therein.
- F2The filing person has been appointed sole representative and proxy with respect to the shares held by the Gary and Mary West Health Institute (the "Institute"), a nonprofit organization. The filing person disclaims any beneficial ownership of any shares held by the Institute to the extent of his pecuniary interest therein.
- F3The filing person disclaims beneficial ownership of any shares held by his spouse, Mary E. West, and this report shall not be deemed an admission that the filing person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.