SEC Form 4 · accession 0001140361-15-033812
WEST CORP · WSTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary E West
10% Owner
Period of report
Aug 26, 2015
Accepted (ET)
Aug 28, 2015 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 26, 2015 | P | 1,744 | $22.50 | A | 2,347,834 | I | By Mary West CRT1 LLC |
| Common Stock | Aug 26, 2015 | P | 1,525 | $22.50 | A | 1,876,286 | I | By Mary West CRT2 LLC |
| Common Stock | Aug 26, 2015 | P | 1,089 | $22.50 | A | 1,500,897 | I | By Mary West CRT3 LLC |
| Common StockF1 | holding | — | — | — | 95,065 | I | By West Investment Holdings, LLC | |
| Common Stock | holding | — | — | — | 1,124,856 | I | By Mary West CRT4 LLC | |
| Common Stock | holding | — | — | — | 806,578 | I | By Mary West CRT5 LLC | |
| Common StockF2 | holding | — | — | — | 7,750,200 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The filing person is a joint indirect owner, with Gary L. West, of West Investment Holdings, LLC. The filing person disclaims any beneficial ownership of any shares held by the West Investment Holdings, LLC except to the extent of her pecuniary interest therein.
- F2The filing person disclaims beneficial ownership of any shares held by her spouse, Gary L. West, and this report shall not be deemed an admission that the filing person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.