SEC Form 4 · accession 0001140361-15-012842
WEST CORP · WSTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
THOMAS H. LEE ADVISORS, LLC
10% Owner
Putnam Investment Holdings, LLC
10% Owner
Thomas H. Lee Parallel Fund VI, L.P.
Director · 10% Owner
Thomas H. Lee Equity Fund VI, L.P.
10% Owner
THL Coinvestment Partners, L.P.
10% Owner
Period of report
Mar 18, 2015
Accepted (ET)
Mar 20, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F5,F1,F4 | Mar 18, 2015 | S | 10,471,220 | $29.5969 | D | 25,791,545 | I | See Footnotes |
| Common StockF3,F6,F1,F4 | Mar 18, 2015 | S | 827,764 | $29.5969 | D | 24,963,781 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1See Exhibit 99.1 for text of footnote (1)
- F2See Exhibit 99.1 for text of footnote (2)
- F3See Exhibit 99.1 for text of footnote (3)
- F4See Exhibit 99.1 for text of footnote (4)
- F5See Exhibit 99.1 for text of footnote (5)
- F6See Exhibit 99.1 for text of footnote (6)
Remarks
Exhibits 99.1 (Footnotes) and 99.2 (Joint Filer Information) are incorporated herein by reference.