SEC Form 4 · accession 0000905148-16-002049
WEST CORP · WSTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary E West
10% Owner
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024657
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 7, 2016 | P | 23,196 | $22.0398 | A | 2,454,882 | I | By Mary West CRT1 LLC |
| Common StockF1 | Nov 7, 2016 | P | 20,102 | $22.0398 | A | 2,071,530 | I | By Mary West CRT2 LLC |
| Common StockF1 | Nov 7, 2016 | P | 15,464 | $22.0398 | A | 1,682,042 | I | By Mary West CRT3 LLC |
| Common StockF1 | Nov 7, 2016 | P | 10,825 | $22.0398 | A | 1,157,757 | I | By Mary West CRT4 LLC |
| Common StockF1 | Nov 7, 2016 | P | 7,732 | $22.0398 | A | 830,077 | I | By Mary West CRT5 LLC |
| Common StockF2 | Nov 8, 2016 | P | 10,066 | $22.0242 | A | 2,464,948 | I | By Mary West CRT1 LLC |
| Common StockF2 | Nov 8, 2016 | P | 8,723 | $22.0242 | A | 2,080,253 | I | By Mary West CRT2 LLC |
| Common StockF2 | Nov 8, 2016 | P | 6,710 | $22.0242 | A | 1,688,752 | I | By Mary West CRT3 LLC |
| Common StockF2 | Nov 8, 2016 | P | 4,697 | $22.0242 | A | 1,162,454 | I | By Mary West CRT4 LLC |
| Common StockF2 | Nov 8, 2016 | P | 3,355 | $22.0242 | A | 833,432 | I | By Mary West CRT5 LLC |
| Common StockF3 | holding | — | — | — | 109,474 | I | By West Investment Holdings, LLC | |
| Common StockF4 | holding | — | — | — | 8,340,914 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price reflects the weighted average purchase price for open-market purchases of shares made by the filing person on November 7, 2016, within a $1.00 range. The actual prices for these transactions range from $21.99 to $22.14, inclusive. The filing person further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- F2This price reflects the weighted average purchase price for open-market purchases of shares made by the filing person on November 8, 2016, within a $1.00 range. The actual prices for these transactions range from $21.99 to $22.07, inclusive. The filing person further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- F3The filing person is a joint indirect owner, with Gary L. West, of West Investment Holdings, LLC. The filing person disclaims any beneficial ownership of any shares held by the West Investment Holdings, LLC except to the extent of her pecuniary interest therein.
- F4The filing person disclaims beneficial ownership of any shares held by her spouse, Gary L. West, and this report shall not be deemed an admission that the filing person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.