SEC Form 4 · accession 0001979295-26-000010
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew W. Fordenwalt
Officer — SVP Lifecycle Services
Period of report
Jun 1, 2026
Accepted (ET)
Jun 3, 2026 · 6:06 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2026 | M | 595 | $0.00 | A | 5,032 | D | |
| Common StockF2 | Jun 2, 2026 | S | 218 | $456.34 | D | 4,814 | D | |
| Common StockF3 | holding | — | — | — | 70 | I | By Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Jun 1, 2026 | M | 595 | D | Jun 1, 2024 | Jun 1, 2026 | Common Stock | 595 | 0 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock units that vested on 6/1/2026.
- F2Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $456.14 to $457.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- F3Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 3/31/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
- F4Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
- F5The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.