SEC Form 4 · accession 0001825762-26-000004
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Isaac Woods
Officer — Vice President and Treasurer
Period of report
Sep 5, 2026
Accepted (ET)
Sep 9, 2026 · 4:50 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2026 | M | 325 | $0.00 | A | 2,012 | D | |
| Common Stock | Sep 8, 2026 | S | 44 | $432.11 | D | 1,968 | D | |
| Common Stock | Sep 8, 2026 | S | 110 | $432.83 | D | 1,858 | D | |
| Common StockF2 | holding | — | — | — | 479 | I | By Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | Sep 5, 2026 | M | 325 | D | Sep 5, 2025 | Sep 5, 2027 | Common Stock | 325 | 325 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock unites that vested on 9/5/2026.
- F2Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
- F3Each restricted stock units vests in three substantially equal annual installments beginning on the date exercisable.
- F4The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.