SEC Form 4 · accession 0001794668-26-000006
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry L. Riesterer
Officer — Vice President and Controller
Period of report
Jul 16, 2026
Accepted (ET)
Jul 17, 2026 · 4:07 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 16, 2026 | M | 849 | $0.00 | A | 1,883 | D | |
| Common Stock | Jul 16, 2026 | S | 281 | $453.235 | D | 1,602 | D | |
| Common StockF2 | holding | — | — | — | 633 | I | By Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | — | Jul 16, 2026 | M | 849 | D | Jul 16, 2025 | Jul 16, 2027 | Common Stock | 849 | 850 | D |
Explanation of responses
- F1Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 7/16/2026.
- F2Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
- F3Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.