SEC Form 4 · accession 0001523212-26-000002
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christian E Rothe
Officer — Sr. VP and CFO
Period of report
Aug 19, 2026
Accepted (ET)
Aug 21, 2026 · 6:11 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 19, 2026 | M | 1,257 | $0.00 | A | 11,019 | D | |
| Common StockF3 | Aug 20, 2026 | S | 590 | $434.3008 | D | 10,429 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Aug 19, 2026 | M | 1,257 | D | Aug 19, 2025 | Aug 19, 2027 | Common Stock | 1,257 | 1,257 | D |
Explanation of responses
- F1Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 6/12/2026.
- F2Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/25/2025 to cover taxes due on restricted stock units that vested on 8/19/2026.
- F3Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $433.73 to $434.42 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- F4Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
- F5The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.