SEC Form 4 · accession 0001246360-18-002622
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick P. Goris
Officer — Sr. VP and CFO
Period of report
Dec 7, 2018
Accepted (ET)
Dec 10, 2018 · 5:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Dec 7, 2018 | S | 177 | $167.71 | D | 8,802 | D | |
| Common StockF1 | holding | — | — | — | 1,493 | I | By Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/30/2018.
- F2Shares sold pursuant to a Rule 10b5-1 trading plan entered into on 5/8/2018.
- F3Includes 3,400 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.