SEC Form 4 · accession 0001246360-18-002279
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Keith D Nosbusch
Director
Period of report
Oct 1, 2018
Accepted (ET)
Oct 2, 2018 · 11:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 1, 2018 | A | 506 | $0.00 | A | 420,418 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.
- F2Shares are held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries.