SEC Form 4/A · accession 0001246360-18-001242
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John M Miller
Officer — VP and Chief IP Counsel
Period of report
Feb 15, 2018
Accepted (ET)
Apr 3, 2018 · 7:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | M | 2,400 | $29.37 | A | 6,950 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $29.37 | Feb 15, 2018 | M | 2,400 | D | Dec 3, 2009 | Dec 3, 2018 | Common Stock | 2,400 | 0 | D |
Explanation of responses
- F1The transaction reported in this Form 4 was executed as part of the stock swap transaction reported in the original Form 4, but was omitted due to administrative error.