SEC Form 4 · accession 0001246360-18-000378
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith D Nosbusch
Director
Period of report
Jan 26, 2018
Accepted (ET)
Jan 30, 2018 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 26, 2018 | M | 10,500 | $74.14 | A | 430,199 | D | |
| Common StockF1 | Jan 26, 2018 | S | 10,500 | $203.00 | D | 419,699 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $74.14 | Jan 26, 2018 | M | 10,500 | D | Dec 1, 2012 | Dec 1, 2021 | Common Stock | 10,500 | 0 | D |
Explanation of responses
- F1Represents shares held by a revocable trust of which the reporting person and his wife are trustees and beneficiaries.