SEC Form 4 · accession 0001246360-16-007216
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Miller
Officer — VP and Chief IP Counsel
Period of report
Nov 21, 2016
Accepted (ET)
Nov 22, 2016 · 2:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 21, 2016 | G | 20 | $0.00 | D | 6,485 | D | |
| Common StockF1 | holding | — | — | — | 359 | I | By Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/31/2016.
- F2Includes 640 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.