SEC Form 4 · accession 0001246360-16-004752
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Schmitt
Officer — Sr. VP, HR
Period of report
Feb 26, 2016
Accepted (ET)
Feb 26, 2016 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 26, 2016 | S | 1,500 | $104.615 | D | 9,018 | D | |
| Common StockF1 | holding | — | — | — | 2,220 | I | By Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 12/31/2015.
- F2Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.