SEC Form 4/A · accession 0001246360-15-003729
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven W. Etzel
Officer — VP and Treasurer
Period of report
Dec 3, 2015
Accepted (ET)
Dec 7, 2015 · 8:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 3, 2015 | A | 280 | $0.00 | A | 6,350 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award under the Company's 2012 Long-Term Incentives Plan.
- F2Amended amount of securities owned following reported transaction to correct a technical error.
- F3Includes 670 shares held by Company to implement restrictions on transfer unless and until certain conditions are met.