SEC Form 4 · accession 0001246360-15-002115
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith D Nosbusch
Officer — Chairman, President and CEO · Director
Period of report
May 11, 2015
Accepted (ET)
May 12, 2015 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 11, 2015 | S | 10,000 | $121.05 | D | 506,421 | D | |
| Common Stock | May 12, 2015 | S | 10,000 | $121.00 | D | 496,421 | D | |
| Common StockF3,F4 | May 12, 2015 | S | 10,000 | $122.0014 | D | 486,421 | D | |
| Common StockF1 | holding | — | — | — | 31 | I | By Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 03/31/2015.
- F2Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $121.0000 to $121.1200. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- F3Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $122.0000 to $122.0250. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- F4Includes 16,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.