SEC Form 4 · accession 0001246360-15-001250
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith D Nosbusch
Officer — Chairman, President and CEO · Director
Period of report
Feb 26, 2015
Accepted (ET)
Feb 27, 2015 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 26, 2015 | S | 1,200 | $118.0033 | D | 528,823 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Price reported in column 4 is a weighted average price. Shares sold at prices of $118 and $118.01. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
- F2Includes 16,670 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.