SEC Form 4 · accession 0001246360-15-001145
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry C Johnson
Director
Period of report
Feb 24, 2015
Accepted (ET)
Feb 24, 2015 · 8:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2015 | M | 1,500 | $54.77 | A | 6,334 | D | |
| Common Stock | Feb 24, 2015 | S | 1,500 | $118.242 | D | 4,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy) | $54.77 | Feb 24, 2015 | M | 1,500 | D | Feb 6, 2009 | Feb 6, 2018 | Common Stock | 1,500 | 0 | D |