SEC Form 4 · accession 0001246360-15-000835
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan Schmitt
Officer — Sr. VP, HR
Period of report
Feb 1, 2015
Accepted (ET)
Feb 13, 2015 · 3:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 1, 2015 | G | 285 | $0.00 | D | 10,170 | D | |
| Common StockF1 | holding | — | — | — | 2,103 | I | By Savings Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 12/31/2014.
- F2Includes 2,240 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.