SEC Form 4 · accession 0001246360-15-000612
ROCKWELL AUTOMATION, INC · ROK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence D Kingsley
Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 4, 2015 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024478
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 2,613 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4 | — | Feb 3, 2015 | A | 350 | A | — | — | Common Stock | 350 | 1,396 | D |
Explanation of responses
- F1Includes 30.868 shares acquired under a dividend reinvestment plan exempt from Section 16.
- F2Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
- F3Restricted shares delivered as compensation for service as a director under the 2003 Directors Stock Plan.
- F4Payable upon retirement, change of control and certain other circumstances.