SEC Form 4 · accession 0001578900-15-000004
COTY INC. · COTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geraud-Marie Lacassagne
Officer — SVP of Human Resources
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | Feb 9, 2015 | M | 44,600 | $5.10 | A | 228,318 | D | |
| Class A common stockF1 | Feb 9, 2015 | S | 44,600 | $22.0607 | D | 183,718 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $5.10 | Feb 9, 2015 | M | 44,600 | D | — | Sep 30, 2015 | Class A common stock | 44,600 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold, pursuant to Mr. Lacassagne's 10(b)5-1 plan, in multiple transactions at prices ranging from $22.0000 to $22.1900, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The stock options are currently exercisable.