SEC Form 4 · accession 0001578900-15-000002
COTY INC. · COTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geraud-Marie Lacassagne
Officer — SVP of Human Resources
Period of report
Feb 5, 2015
Accepted (ET)
Feb 9, 2015 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | Feb 5, 2015 | M | 50,000 | $5.10 | A | 233,718 | D | |
| Class A common stockF1 | Feb 5, 2015 | S | 50,000 | $20.00 | D | 183,718 | D | |
| Class A common stock | Feb 6, 2015 | M | 5,400 | $5.10 | A | 189,118 | D | |
| Class A common stockF1 | Feb 6, 2015 | S | 5,400 | $22.00 | D | 183,718 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $5.10 | Feb 5, 2015 | M | 50,000 | D | — | Sep 30, 2015 | Class A common stock | 50,000 | 50,000 | D |
| Stock Option (right to buy)F2 | $5.10 | Feb 6, 2015 | M | 5,400 | D | — | Sep 30, 2015 | Class A common stock | 5,400 | 44,600 | D |
Explanation of responses
- F1These shares were sold pursuant to Mr. Lacassagne's 10b5-1 plan. A portion of the shares sold were for the payment of the exercise price of the Stock Options and related withholding taxes.
- F2The stock options are currently exercisable.