SEC Form 4 · accession 0001209191-18-059011
COTY INC. · COTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Lucresca SE
10% Owner
Agnaten SE
10% Owner
JAB Holdings B.V.
10% Owner
JAB Cosmetics B.V.
10% Owner
Period of report
Nov 14, 2018
Accepted (ET)
Nov 16, 2018 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1,F2 | Nov 14, 2018 | P | 1,800,000 | $8.7189 | A | 294,508,041 | D | |
| Class A Common Stock, par value $0.01 per shareF1,F3 | Nov 15, 2018 | P | 1,800,000 | $8.7864 | A | 296,308,041 | D | |
| Class A Common Stock, par value $0.01 per shareF1,F4 | Nov 16, 2018 | P | 1,800,000 | $9.1577 | A | 298,108,041 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases made in open market transactions in accordance with Rule 10b-18 of the Securities Exchange Act of 1934, as amended.
- F2The shares were purchased in multiple transactions on November 14, 2018 at actual purchase prices ranging from $8.20 to $8.97 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The Reporting Persons undertake to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- F3The shares were purchased in multiple transactions on November 15, 2018 at actual purchase prices ranging from $8.60 to $8.99 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The Reporting Persons undertake to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- F4The shares were purchased in multiple transactions on November 16, 2018 at actual purchase prices ranging from $8.72 to $9.37 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The Reporting Persons undertake to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.