SEC Form 4/A · accession 0001209191-16-138673
COTY INC. · COTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Lucresca SE
10% Owner
Agnaten SE
10% Owner
JAB Holdings B.V.
10% Owner
JAB Cosmetics B.V.
10% Owner
Period of report
Aug 9, 2016
Accepted (ET)
Aug 25, 2016 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1,F2 | Aug 9, 2016 | P | 75,000 | $28.0666 | A | 6,956,571 | D | |
| Class A Common Stock, par value $0.01 per shareF1,F3 | Aug 10, 2016 | P | 75,000 | $27.9959 | A | 7,031,571 | D | |
| Class A Common Stock, par value $0.01 per shareF1,F4 | Aug 11, 2016 | P | 71,439 | $28.4193 | A | 7,103,010 | D | |
| Class A Common Stock, par value $0.01 per shareF1,F5 | Aug 11, 2016 | P | 3,561 | $29.0346 | A | 7,106,571 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchases made pursuant to a written plan under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and in accordance with Rule 10b-18 of the Exchange Act.
- F2The shares were purchased in multiple transactions on August 9, 2016 at actual purchase prices ranging from $27.80 to $28.15 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The reporting persons undertake to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F3The shares were purchased in multiple transactions on August 10, 2016 at actual purchase prices ranging from $27.88 to $28.22 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The reporting persons undertake to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F4The shares were purchased in multiple transactions on August 11, 2016 at actual purchase prices ranging from $28.02 to $29.0199 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The reporting persons undertake to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F5The shares were purchased in multiple transactions on August 11, 2016 at actual purchase prices ranging from $29.02 to $29.08 per share, exclusive of any fees, commissions or other expenses. The price reported reflects the weighted average purchase price for the transactions. The reporting persons undertake to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.