SEC Form 4 · accession 0001024305-17-000038
COTY INC. · COTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurent Kleitman
Officer — President Coty Consumer Beauty
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024305
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $19.17 | May 15, 2017 | A | 782,472 | A | May 15, 2022 | May 15, 2027 | Class A common stock | 782,472 | 782,472 | D |
Explanation of responses
- F1Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on May 15, 2018 through May 15, 2022, the Reporting Person owns fewer than 260,824 shares of Class A Common Stock but more than 156,494 shares of Class A Common Stock, a pro rata portion of the matching Stock Option will be forfeited. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 156,494 shares of Class A Common Stock, the entire matching Stock Option will be forfeited.