SEC Form 4 · accession 0001024305-16-000256
COTY INC. · COTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Harf
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | Nov 15, 2016 | M | 12,500 | $0.00 | A | 12,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Nov 15, 2016 | A | 10,000 | A | — | — | Class A common stock | 10,000 | 62,500 | D |
| Restricted Stock UnitsF2 | — | Nov 15, 2016 | M | 12,500 | D | — | — | Class A common stock | 12,500 | 50,000 | D |
Explanation of responses
- F1Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock. The Restricted Stock Units vest on November 15, 2021.
- F2Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock.