SEC Form 4 · accession 0001024305-16-000241
COTY INC. · COTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sylvie Moreau
Officer — President, Professional Beauty
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | Nov 10, 2016 | A | 30,000 | $19.94 | A | 32,483 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $18.55 | Nov 10, 2016 | A | 291,105 | A | Nov 10, 2021 | Nov 10, 2026 | Class A common stock | 291,105 | 291,105 | D |
Explanation of responses
- F1Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 97,035 shares of Class A Common Stock, the entire matching Stock Option will be forfeited.