SEC Form 4 · accession 0001024305-16-000232
COTY INC. · COTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ayesha Zafar
Officer — SVP Group Controller
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024305
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $18.55 | Nov 10, 2016 | A | 64,689 | A | Nov 10, 2021 | Nov 10, 2026 | Class A common stock | 64,689 | 64,689 | D |
Explanation of responses
- F1Represents a matching Stock Option granted to the Reporting Person in connection with the Elite Program under the Issuer's Equity and Long-Term Incentive Plan. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 21,563 shares of Class A Common Stock but more than 16,173 shares of Class A Common Stock, a pro rata portion of the matching Stock Option will be forfeited. If at any time starting on November 10, 2017 through November 10, 2021, the Reporting Person owns fewer than 16,173 shares of Class A Common Stock, the entire matching Stock Option will be forfeited.