SEC Form 4 · accession 0001024305-16-000176
COTY INC. · COTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrice de Talhouet
Officer — Chief Financial Officer
Period of report
Dec 31, 2015
Accepted (ET)
Aug 12, 2016 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024305
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Dec 31, 2015 | D | 25,785 | D | — | — | Class A common stock | 25,785 | 112,156 | D |
Explanation of responses
- F1Represents forfeiture of matching Restricted Stock Units granted to the Reporting Person subject to the terms of the Platinum Program of the Issuer's Equity and Long-Term Incentive Program ("ELTIP"). The matching Restricted Stock Units were forfeited in conjunction with the Reporting Person's alternative investment in Series A Preferred Stock issued under the ELTIP.