SEC Form 4 · accession 0001024305-16-000158
COTY INC. · COTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack L Stahl
Director
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | May 13, 2016 | M | 48,685 | — | A | 62,685 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | May 13, 2016 | D | 1,315 | D | — | — | Class A common stock | 1,315 | 48,685 | D |
| Restricted Stock UnitsF1 | — | May 13, 2016 | M | 48,685 | D | — | — | Class A common stock | 48,685 | 0 | D |
Explanation of responses
- F1Upon vesting, each Restricted Stock Unit will settle for one share of Class A Common Stock. Restricted Stock Units vested in connection with the termination of the Reporting Person's service on the Board of Directors and Audit & Finance Committee of the Issuer.
- F2Represents Restricted Stock Units forfeited in connection with the termination of the Reporting Person's service on the Board of Directors and Audit & Finance Committee of the Issuer.