SEC Form 4 · accession 0001024305-16-000137
COTY INC. · COTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joachim Faber
Director
Period of report
Jan 25, 2016
Accepted (ET)
Jan 27, 2016 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stockF1 | Jan 25, 2016 | M | 4,167 | — | A | 194,667 | D | |
| Class A common stock | Jan 26, 2016 | F | 606 | $23.16 | D | 194,061 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 25, 2016 | M | 4,167 | D | — | — | Class A common stock | 4,167 | 50,000 | D |
Explanation of responses
- F1Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. 10,000 Restricted Stock Units vest on November 15, 2016, 10,000 Restricted Stock Units vest on November 15, 2017, 10,000 Restricted Stock Units vest on November 15, 2018, 10,000 Restricted Stock Units vest on November 14, 2019 and 10,000 Restricted Stock Units vest on November 15, 2020.