SEC Form 4 · accession 0001024305-15-000060
COTY INC. · COTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Monaco
Officer — SVP, Treasurer & IR
Period of report
Sep 30, 2014
Accepted (ET)
Sep 17, 2015 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | Sep 15, 2015 | M | 135,000 | $9.20 | A | 176,414 | D | |
| Class A common stockF1 | Sep 15, 2015 | S | 120,000 | $28.64 | D | 56,414 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | — | Sep 30, 2014 | A | 17,000 | A | — | — | Class A common stock | 17,000 | 81,725 | D |
| Stock Option (right to buy) | $9.20 | Sep 15, 2015 | M | 135,000 | D | Sep 14, 2015 | Sep 14, 2020 | Class A common stock | 135,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.85, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. The Restricted Stock Units vest on September 30, 2019.