SEC Form 4 · accession 0001024305-15-000016
COTY INC. · COTY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrice de Talhouet
Officer — Chief Financial Officer
Period of report
Apr 14, 2015
Accepted (ET)
Apr 17, 2015 · 7:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001024305
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A common stock | Apr 14, 2015 | M | 51,381 | $0.00 | A | 168,587 | D | |
| Class A common stock | Apr 14, 2015 | M | 21,141 | $0.00 | A | 189,728 | D | |
| Class A common stock | Apr 15, 2015 | P | 17,569 | $24.86 | A | 207,297 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Apr 14, 2015 | M | 51,381 | D | — | — | Class A common stock | 51,381 | 46,694 | D |
| Restricted Stock UnitsF2 | — | Apr 14, 2015 | M | 21,141 | D | — | — | Class A common stock | 21,141 | 25,553 | D |
| Series A Preferred Stock (right to buy)F3 | — | Apr 15, 2015 | A | 621,633 | A | — | Apr 15, 2025 | Class A common stock | 621,633 | 621,633 | D |
Explanation of responses
- F1Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. Vesting of Restricted Stock Units was accelerated from January 1, 2019 to April 14, 2015.
- F2Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of Coty Inc. Vesting of Restricted Stock Units was accelerated from February 18, 2019 to April 14, 2015.
- F3Upon vesting, each Series A Preferred Stock can be exchanged for up to one share of Class A Common Stock. The Series A Preferred Stock vest on April 15, 2020, subject to certain vesting conditions and exceptions.