SEC Form 4 · accession 0001213900-18-011514
SG BLOCKS, INC. · SGBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yaniv Blumenfeld
Director
Period of report
Aug 16, 2018
Accepted (ET)
Aug 21, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2018 | P | 3,000 | $4.1671 | A | 8,591 | D | |
| Common StockF2 | Aug 17, 2018 | P | 8,000 | $4.1175 | A | 16,591 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average purchase price of multiple transactions with a range of prices between $4.12 and $4.1906. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2Represents the weighted average purchase price of multiple transactions with a range of prices between $4.07 and $4.20. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a stockholder of the issuer, full information regarding the number of shares purchased at each separate price.