SEC Form 4 · accession 0001213900-18-011302
SG BLOCKS, INC. · SGBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M. Galvin
Officer — Chief Executive Officer · Director
Period of report
Aug 16, 2018
Accepted (ET)
Aug 16, 2018 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2018 | P | 2,500 | $4.1492 | A | 22,500 | D | |
| Common StockF1 | holding | — | — | — | 10,144 | I | TAG Partners, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Held by TAG Partners, LLC. Due to his position with TAG Partners, LLC, Mr. Galvin may be deemed to be a beneficial owner of common stock held by TAG Partners, LLC. Mr. Galvin disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein.