SEC Form 4 · accession 0001213900-18-003869
SG BLOCKS, INC. · SGBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul M. Galvin
Officer — Chief Executive Officer · Director
Period of report
Mar 30, 2018
Accepted (ET)
Apr 2, 2018 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023994
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $4.61 | Mar 30, 2018 | A | 82,154 | A | — | Mar 30, 2028 | Common Stock | 82,154 | 82,154 | D |
Explanation of responses
- F1Reflects the closing price of the issuer's common stock, as quoted on the Nasdaq Stock Market, on March 29, 2018, the last trading day prior to March 30, 2018.
- F2The options were issued under the issuer's stock incentive plan as an award for the performance of the issuer during 2017 and vest over a two-year period in eight equal quarterly installments, beginning March 31, 2018.