SEC Form 4 · accession 0001213900-17-012194
SG BLOCKS, INC. · SGBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Melton
Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 6:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1,F2 | Nov 13, 2017 | P | 4,000 | $5.45 | A | 4,000 | I | Owned in Individual Retirement Account |
| COMMON STOCKF2,F3 | holding | — | — | — | 1,546 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average purchase price of multiple transactions with a range of prices between $5.44 and $5.4496. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2As adjusted for a 1-for-3 reverse stock split of the issuer's common stock, par value $0.01, effected on February 28, 2017.
- F3Increase in share number due to the inadvertent omission of 191 shares held by the reporting person from prior reports.