SEC Form 4 · accession 0001213900-17-002302
SG BLOCKS, INC. · SGBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A Richard Moore Jr.
Director
Period of report
Mar 10, 2017
Accepted (ET)
Mar 14, 2017 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023994
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2,F1 | $3.00 | Mar 10, 2017 | A | 16,667 | A | Mar 31, 2017 | Mar 10, 2027 | Common Stock | 16,667 | 16,667 | D |
Explanation of responses
- F1The options vest, subject to the reporting person's continued role as director, as to 25% of the underlying shares on the last day of each fiscal quarter following the date of grant until the options are 100% vested.
- F2The options were granted under the issuer's stock incentive plan and without payment of consideration in connection with the reporting person's service as a director.
Remarks
* The issuer intends to apply for quotation or listing under this symbol in the future.