SEC Form 4 · accession 0001144204-19-001703
SG BLOCKS, INC. · SGBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Hillair Capital Investments LP
10% Owner
Sean M McAvoy
10% Owner
Hillair Capital Management LLC
10% Owner
Period of report
Jan 11, 2019
Accepted (ET)
Jan 15, 2019 · 12:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023994
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 11, 2019 | S | 761 | $3.21 | D | 444,297 | D | |
| Common StockF1 | Jan 14, 2019 | S | 9,800 | $3.20 | D | 434,497 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein are owned directly by Hillair Capital Investments L.P., a Cayman Islands limited partnership ("Hillair Investments"), and indirectly by Hillair Capital Management LLC ("Hillair Management"), as the investment advisor of Hillair Investments, and Sean M. McAvoy ("Mr. McAvoy"), as the manager of Hillair Management. Hillair Management and Mr. McAvoy disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.