SEC Form 4 · accession 0001220110-18-000004
STEWARDSHIP FINANCIAL CORP · SSFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Steen
Director
Period of report
Feb 15, 2018
Accepted (ET)
Dec 20, 2018 · 1:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023860
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common A | Feb 15, 2018 | J | 5 | $9.14 | A | 109,730 | D | |
| Common A | May 15, 2018 | J | 5 | $8.68 | A | 109,735 | D | |
| Common A | Aug 15, 2018 | J | 5 | $8.84 | A | 109,740 | D | |
| Common A | Aug 28, 2018 | G | 18,000 | $0.00 | D | 91,740 | D | |
| Common A | Aug 28, 2018 | G | 18,000 | $0.00 | A | 18,000 | I | Trust |
| Common A | Sep 10, 2018 | G | 18,000 | $0.00 | D | 73,740 | D | |
| Common A | Sep 10, 2018 | G | 18,000 | $0.00 | A | 36,000 | I | Trust |
| Common A | Sep 19, 2018 | G | 18,000 | $0.00 | D | 55,740 | D | |
| Common A | Sep 19, 2018 | G | 18,000 | $0.00 | A | 54,000 | I | Trust |
| Common A | Sep 26, 2018 | G | 18,000 | $0.00 | D | 37,740 | D | |
| Common A | Sep 26, 2018 | G | 18,000 | $0.00 | A | 72,000 | I | Trust |
| Common A | Oct 1, 2018 | G | 18,000 | $0.00 | D | 19,740 | D | |
| Common A | Oct 1, 2018 | G | 18,000 | $0.00 | A | 90,000 | I | Trust |
| Common A | Oct 5, 2018 | G | 17,951 | $0.00 | D | 1,789 | D | |
| Common A | Oct 5, 2018 | G | 17,951 | $0.00 | A | 107,951 | I | Trust |
| Common A | Oct 26, 2018 | G | 1,200 | $0.00 | D | 589 | D | |
| Common A | Oct 26, 2018 | G | 1,200 | $0.00 | A | 109,151 | I | Trust |
| Common A | Nov 19, 2018 | J | 2 | $9.24 | A | 591 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Dividend Reinvestment Plan purchase as a result of cash dividend
- F2The reporting person transferred directly owned shares of Stewardship Financial Corporation common stock to the John L. Steen Revocable Trust, of which the reporting person and his wife Carolyn J. Steen are trustees and beneficiaries.