SEC Form 4 · accession 0001683168-18-001057
Simulations Plus, Inc. · SLP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Robert Kneisel
Officer — CFO
Period of report
Apr 20, 2018
Accepted (ET)
Apr 23, 2018 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023459
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 20, 2018 | S | 2,991 | $17.6415 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2,F1 | — | holding | — | — | — | — | Aug 28, 2024 | Common Stock | 2,991 | 46,900 | D |
Explanation of responses
- F1The shares were sold in multiple transactions at prices ranging from $17.50 to $17.8 inclusive.
- F2Options issued in 2014 at $6.85 conversion price and vested 20% per year over 5 years.